JRBN List of Services

JRBN’s services

 

Working closely with Senior Management, MLRO and Team members of MSB wholesalers and retailers we undertake the following projects:

 

General

  • Procedural reviews and comprehensive audits
  • Formulation and formulisation of a risk matrix/analysis forming the basis of the client’s risk based approach
  • Production of bespoke, compliant AML/CTF Policies and Procedures Manuals
  • Creation of Private and Corporate account application forms and an on-boarding processes
  • Identification and implementation of Operational efficiencies
  • Advice and point of contact for new POS systems/software providers
  • Guidance on maintaining and opening bank accounts
  • Creation of a simple HR system, including employment contracts, employee manual/handbook, holiday rota and planner and an Excel based payroll system

Training

  • Staff/MLRO AML/CTF Training programs including delivery, presentations, tests, declarations and logs

KYC/DD

  • Know You Customer (KYC)/Customer Due Diligence (CDD) programs
  • Enhanced Due Diligence (EDD) programs
  • Know Your Customer’s Customer requirements and programs including undertaking site visits, production of meeting reports and making recommendations for ongoing business opportunities
  • Ultimate Beneficial Ownership (UBO) identification requirements and programs
  • Politically Exposed Person (PEP) requirements and software sourcing
  • Sanctions requirements and sourcing
  • Suspicious Activity Reporting (SAR) including internal SAR’s and logs
  • Client and transaction monitoring programs

FCA / HMRC / Regulatory & Enforcement

  • HMRC MSB registration assistance and follow-up
  • FCA API/SPI applications including the creation of supporting documentation
  • FCA GABRIEL submissions
  • Assistance with Production Orders/Monitoring Orders etc.
  • Liaison with Law Enforcement, Regulators, Bankers and Wholesalers Reporting (Board reporting, management reporting, annual MLRO reporting etc.)

Operational Assistance

  • Including Excel expertise and training

Some business have a good understanding of the necessary requirements to ensure AML/CTF compliance, however, with new legislation or potential ‘pot-holes’ is it easy to miss something.

 

It is advisable to start with an Audit so you know exactly what you require, we can then work with you providing guidance and suggestions on a whole range of topics, some of which are listed above.

 

If you would like to learn more about the JRBN Consulting services or receive a comprehensive list of the individual services we offer, please email us at enquiries@jrbn.co.uk or use the contact form.

We are located at:

JRBN Consulting Limited
210 South Street

Romford

RM1 1TR

Contact us today!

If you have any queries or wish to make an appointment, please contact us:

 

enquiries@jrbn.co.uk

 

Or use our contact form.

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